Exploring C Semantics and Pointer Provenance. Kayvan Memarian, Victor B. F. Gomes, Brooks Davis, Stephen Kell, Alexander Richardson, Robert N. M. Watson, and Peter Sewell. In POPL 2019, Proc. ACM Program. Lang. 3, POPL, Article 67. [ bib | doi | supplementary material | project page | pdf ]
The semantics of pointers and memory objects in C has been a vexed question for many years. C values cannot be treated as either purely abstract or purely concrete entities: the language exposes their representations, but compiler optimisations rely on analyses that reason about provenance and initialisation status, not just runtime representations. The ISO WG14 standard leaves much of this unclear, and in some respects differs with de facto standard usage --- which itself is difficult to investigate.

In this paper we explore the possible source-language semantics for memory objects and pointers, in ISO C and in C as it is used and implemented in practice, focussing especially on pointer provenance. We aim to, as far as possible, reconcile the ISO C standard, mainstream compiler behaviour, and the semantics relied on by the corpus of existing C code. We present two coherent proposals, tracking provenance via integers and not; both address many design questions. We highlight some pros and cons and open questions, and illustrate the discussion with a library of test cases. We make our semantics executable as a test oracle, integrating it with the Cerberus semantics for much of the rest of C, which we have made substantially more complete and robust, and equipped with a web-interface GUI. This allows us to experimentally assess our proposals on those test cases. To assess their viability with respect to larger bodies of C code, we analyse the changes required and the resulting behaviour for a port of FreeBSD to CHERI, a research architecture supporting hardware capabilities, which (roughly speaking) traps on the memory safety violations which our proposals deem undefined behaviour. We also develop a new runtime instrumentation tool to detect possible provenance violations in normal C code, and apply it to some of the SPEC benchmarks. We compare our proposal with a source-language variant of the twin-allocation LLVM semantics proposal of Lee et al. Finally, we describe ongoing interactions with WG14, exploring how our proposals could be incorporated into the ISO standard.

ISA Semantics for ARMv8-A, RISC-V, and CHERI-MIPS. Alasdair Armstrong, Thomas Bauereiss, Brian Campbell, Alastair Reid, Kathryn E. Gray, Robert M. Norton, Prashanth Mundkur, Mark Wassell, Jon French, Christopher Pulte, Shaked Flur, Ian Stark, Neel Krishnaswami, and Peter Sewell. In POPL 2019, Proc. ACM Program. Lang. 3, POPL, Article 71. [ bib | doi | supplementary material | project page | pdf ]
Architecture specifications notionally define the fundamental interface between hardware and software: the envelope of allowed behaviour for processor implementations, and the basic assumptions for software development and verification. But in practice, they are typically prose and pseudocode documents, not rigorous or executable artifacts, leaving software and verification on shaky ground.

In this paper, we present rigorous semantic models for the sequential behaviour of large parts of the mainstream ARMv8-A, RISC-V, and MIPS architectures, and the research CHERI-MIPS architecture, that are complete enough to boot operating systems, variously Linux, FreeBSD, or seL4. Our ARMv8-A models are automatically translated from authoritative ARM-internal definitions, and (in one variant) tested against the ARM Architecture Validation Suite.

We do this using a custom language for ISA semantics, Sail, with a lightweight dependent type system, that supports automatic generation of emulator code in C and OCaml, and automatic generation of proof-assistant definitions for Isabelle, HOL4, and (currently only for MIPS) Coq. We use the former for validation, and to assess specification coverage. To demonstrate the usability of the latter, we prove (in Isabelle) correctness of a purely functional characterisation of ARMv8-A address translation. We moreover integrate the RISC-V model into the RMEM tool for (user-mode) relaxed-memory concurrency exploration. We prove (on paper) the soundness of the core Sail type system.

We thereby take a big step towards making the architectural abstraction actually well-defined, establishing foundations for verification and reasoning.

Engineering with Logic: Rigorous Test-Oracle Specification and Validation for TCP/IP and the Sockets API. Steve Bishop, Matthew Fairbairn, Hannes Mehnert, Michael Norrish, Tom Ridge, Peter Sewell, Michael Smith, and Keith Wansbrough. J. ACM, August 2018. Accepted for publication. [ bib | project page | pdf ]
Conventional computer engineering relies on test-and-debug development processes, with the behaviour of common interfaces described (at best) with prose specification documents. But prose specifications cannot be used in test-and-debug development in any automated way, and prose is a poor medium for expressing complex (and loose) specifications.

The TCP/IP protocols and Sockets API are a good example of this: they play a vital role in modern communication and computation, and interoperability between implementations is essential. But what exactly they are is surprisingly obscure: their original development focussed on “rough consensus and running code”, augmented by prose RFC specifications that do not precisely define what it means for an implementation to be correct. Ultimately, the actual standard is the de facto one of the common implementations, including, for example, the 15000--20000 lines of the BSD implementation --- optimised and multithreaded C code, time-dependent, with asynchronous event handlers, intertwined with the operating system, and security-critical.

This paper reports on work done in the Netsem project to develop lightweight mathematically rigorous techniques that can be applied to such systems: to specify their behaviour precisely (but loosely enough to permit the required implementation variation) and to test whether these specifications and the implementations correspond, with specifications that are executable as test oracles. We developed post-hoc specifications of TCP, UDP, and the Sockets API, both of the service that they provide to applications (in terms of TCP bidirectional stream connections), and of the internal operation of the protocol (in terms of TCP segments and UDP datagrams), together with a testable abstraction function relating the two. These specifications are rigorous, detailed, readable, with broad coverage, and are rather accurate. Working within a general-purpose proof assistant (HOL4), we developed language idioms (within higher-order logic) in which to write the specifications: operational semantics with nondeterminism, time, system calls, monadic relational programming, etc. We followed an experimental semantics approach, validating the specifications against several thousand traces captured from three implementations (FreeBSD, Linux, and WinXP). Many differences between these were identified, and a number of bugs. Validation was done using a special-purpose symbolic model checker programmed above HOL4.

Having demonstrated that our logic-based engineering techniques suffice for handling real-world protocols, we argue that similar techniques could be applied to future critical software infrastructure at design time, leading to cleaner designs and (via specification-based testing) more robust and predictable implementations. In cases where specification looseness can be controlled, this should be possible with lightweight techniques, without the need for a general-purpose proof assistant, at relatively little cost.

Simplifying ARM Concurrency: Multicopy-atomic Axiomatic and Operational Models for ARMv8. Christopher Pulte, Shaked Flur, Will Deacon, Jon French, Susmit Sarkar, and Peter Sewell. In POPL 2018. [ bib | doi | project page | pdf ]
ARM has a relaxed memory model, previously specified in informal prose for ARMv7 and ARMv8. Over time, and partly due to work building formal semantics for ARM concurrency, it has become clear that some of the complexity of the model is not justified by the potential benefits. In particular, the model was originally non-multicopy-atomic: writes could become visible to some other threads before becoming visible to all --- but this has not been exploited in production implementations, the corresponding potential hardware optimisations are thought to have insufficient benefits in the ARM context, and it gives rise to subtle complications when combined with other ARMv8 features. The ARMv8 architecture has therefore been revised: it now has a multicopy-atomic model. It has also been simplified in other respects, including more straightforward notions of dependency, and the architecture now includes a formal concurrency model.

In this paper we detail these changes and discuss their motivation. We define two formal concurrency models: an operational one, simplifying the Flowing model of Flur et al., and the axiomatic model of the revised ARMv8 specification. The models were developed by an academic group and by ARM staff, respectively, and this extended collaboration partly motivated the above changes. We prove the equivalence of the two models. The operational model is integrated into an executable exploration tool with new web interface, demonstrated by exhaustively checking the possible behaviours of a loop-unrolled version of a Linux kernel lock implementation, a previously known bug due to unprevented speculation, and a fixed version.

Mixed-size Concurrency: ARM, POWER, C/C++11, and SC. Shaked Flur, Susmit Sarkar, Christopher Pulte, Kyndylan Nienhuis, Luc Maranget, Kathryn E. Gray, Ali Sezgin, Mark Batty, and Peter Sewell. In POPL 2017. [ bib | doi | project page | pdf ]
Previous work on the semantics of relaxed shared-memory concurrency has only considered the case in which each load reads the data of exactly one store. In practice, however, multiprocessors support mixed-size accesses, and these are used by systems software and (to some degree) exposed at the C/C++ language level. A semantic foundation for software, therefore, has to address them.

We investigate the mixed-size behaviour of ARMv8 and IBM POWER architectures and implementations: by experiment, by developing semantic models, by testing the correspondence between these, and by discussion with ARM and IBM staff. This turns out to be surprisingly subtle, and on the way we have to revisit the fundamental concepts of coherence and sequential consistency, which change in this setting. In particular, we show that adding a memory barrier between each instruction does not restore sequential consistency. We go on to extend the C/C++11 model to support non-atomic mixed-size memory accesses.

This is a necessary step towards semantics for real-world shared-memory concurrent code, beyond litmus tests.

The missing link: explaining ELF static linking, semantically. Stephen Kell, Dominic P. Mulligan, and Peter Sewell. In OOPSLA 2016. [ bib | doi | project page | pdf | http ]
Beneath the surface, software usually depends on complex linker behaviour to work as intended. Even linking hello_world.c is surprisingly involved, and systems software such as libc and operating system kernels rely on a host of linker features. But linking is poorly understood by working programmers and has largely been neglected by language researchers.

In this paper we survey the many use-cases that linkers support and the poorly specified linker speak by which they are controlled: metadata in object files, command-line options, and linker-script language. We provide the first validated formalisation of a realistic executable and linkable format (ELF), and capture aspects of the Application Binary Interfaces for four mainstream platforms (AArch64, AMD64, Power64, and IA32). Using these, we develop an executable specification of static linking, covering (among other things) enough to link small C programs (we use the example of bzip2) into a correctly running executable. We provide our specification in Lem and Isabelle/HOL forms. This is the first formal specification of mainstream linking. We have used the Isabelle/HOL version to prove a sample correctness property for one case of AMD64 ABI relocation, demonstrating that the specification supports formal proof, and as a first step towards the much more ambitious goal of verified linking. Our work should enable several novel strands of research, including linker-aware verified compilation and program analysis, and better languages for controlling linking.

An operational semantics for C/C++11 concurrency. Kyndylan Nienhuis, Kayvan Memarian, and Peter Sewell. In OOPSLA 2016. [ bib | doi | pdf | http ]
The C/C++11 concurrency model balances two goals: it is relaxed enough to be efficiently implementable and (leaving aside the “thin-air” problem) it is strong enough to give useful guarantees to programmers. It is mathematically precise and has been used in verification research and compiler testing. However, the model is expressed in an axiomatic style, as predicates on complete candidate executions. This suffices for computing the set of allowed executions of a small litmus test, but it does not directly support the incremental construction of executions of larger programs. It is also at odds with conventional operational semantics, as used implicitly in the rest of the C/C++ standards.

Our main contribution is the development of an operational model for C/C++11 concurrency. This covers all the features of the previous formalised axiomatic model, and we have a mechanised proof that the two are equivalent, in Isabelle/HOL. We also integrate this semantics with an operational semantics for sequential C (described elsewhere); the combined semantics can incrementally execute programs in a small fragment of C.

Doing this uncovered several new aspects of the C/C++11 model: we show that one cannot build an equivalent operational model that simply follows program order, sequential consistent order, or the synchronises-with order. The first negative result is forced by hardware-observable behaviour, but the latter two are not, and so might be ameliorated by changing C/C++11. More generally, we hope that this work, with its focus on incremental construction of executions, will inform the future design of new concurrency models.

Into the depths of C: elaborating the de facto standards. Kayvan Memarian, Justus Matthiesen, James Lingard, Kyndylan Nienhuis, David Chisnall, Robert N.M. Watson, and Peter Sewell. In PLDI 2016, PLDI 2016 Distinguished Paper award. [ bib | doi | project page | pdf | http ]
C remains central to our computing infrastructure. It is notionally defined by ISO standards, but in reality the properties of C assumed by systems code and those implemented by compilers have diverged, both from the ISO standards and from each other, and none of these are clearly understood.

We make two contributions to help improve this error-prone situation. First, we describe an in-depth analysis of the design space for the semantics of pointers and memory in C as it is used in practice. We articulate many specific questions, build a suite of semantic test cases, gather experimental data from multiple implementations, and survey what C experts believe about the de facto standards. We identify questions where there is a consensus (either following ISO or differing) and where there are conflicts. We apply all this to an experimental C implemented above capability hardware. Second, we describe a formal model, Cerberus, for large parts of C. Cerberus is parameterised on its memory model; it is linkable either with a candidate de facto memory object model, under construction, or with an operational C11 concurrency model; it is defined by elaboration to a much simpler Core language for accessibility, and it is executable as a test oracle on small examples.

This should provide a solid basis for discussion of what mainstream C is now: what programmers and analysis tools can assume and what compilers aim to implement. Ultimately we hope it will be a step towards clear, consistent, and accepted semantics for the various use-cases of C.