In a 1953 clinical textbook, Physiology of the Eye, F.H. Adler wrote
(Chapter VI, page 143): "In fact, the markings of the iris are so distinctive
that it has been proposed to use photographs as a means of identification, instead
of fingerprints." Apparently Adler referred to comments by the British
ophthalmologist J.H. Doggart, who in 1949 had written (OSSLM, page 27) that:
"Just as every human being has different fingerprints, so does the minute
architecture of the iris exhibit variations in every subject examined. [Its features]
represent a series of variable factors whose conceivable permutations and combinations
are almost infinite." Much later in the 1980's two American ophthalmologists,
L. Flom and A. Safir managed to patent Adler's and Doggart's conjecture that the iris
could serve as a human identifier, but they had no actual algorithm or implementation to
perform it and so the patent was conjecture. The roots of the conjecture stretch back
even further: in 1892 the Frenchman A. Bertillon had documented nuances in "Tableau
de l'iris humain". Divination of all sorts of things based on iris patterns goes
back to ancient Egypt, to Chaldea in Babylonia, and to ancient Greece, as documented in
stone inscriptions, painted ceramic artefacts, and the writings of Hippocrates.
Iris divination persists today, as "iridology."
The core theoretical idea in Daugman's algorithms is that the failure of a
test of statistical independence could be a very strong basis for pattern recognition,
if there is sufficiently high entropy (enough degrees-of-freedom of random variation)
among samples from different classes. In 1994 he patented this basis for iris recognition
and its underlying Computer Vision algorithms for image processing, feature extraction,
and matching, and published the paper "High confidence visual recognition of persons
by a test of statistical independence" in IEEE Transactions on Pattern Analysis and
Machine Intelligence. Those original algorithms became widely licensed through a series
of companies (IriScan, Iridian, Sarnoff, Sensar, LG-Iris, Panasonic, Oki, BI2, IrisGuard,
Unisys, Sagem, Enschede, Securimetrics and L1, now owned by the French company Safran/Morpho).
With various improvements over the years, these algorithms remain today the basis of all
significant public deployments of iris recognition. But academic research on many
aspects of this technology has recently exploded. As noted in a survey by
Bowyer et al., during the last few years there have been more than 1,000 papers
published that address optics, photonics, sensors, biology, genetics, ergonomics, interfaces,
decision theory, coding, compression, protocol, security, hardware and algorithmic aspects
of this technology.
Optical systems for iris image acquisition have shown perhaps the most impressive
advances, enabling generally a more flexible user interface and a more comfortable
distance between camera and subject than the "in-your-face" experience and the
"stop-and-stare" interface of the first cameras. Pioneering work by Dr. J. Matey
and his team at Sarnoff Labs led to the current generation of systems capturing
"iris-at-a-distance" and "iris-on-the-move," in which capture volume is nearly
a cubic meter and on-the-move means walking at 1 meter/second, enabling throughput
rates of a person per second. There has been a kind of long-distance race
to demonstrate the longest stand-off distance, with some claims extending
to the tens of meters. The camera is then essentially a telescope,
but the need to project enough radiant light safely
onto the target to overcome its inverse square-law dilution is a limitation.
These developments bring two wry thoughts to my mind: First, I recall that when I
originally began giving live demonstrations of iris recognition, the capture volume
was perhaps a cubic inch; the hardware was a wooden box containing a
videocamera, a video display, a near-infrared light source, and a voice interface
that replayed the name of a person when visually identified. Second, I have
read that the Hubble Space Telescope is to be decommissioned, and I wonder
whether it might be converted into the Hubble Iris Camera for the
ultimate "iris-at-a-distance" demonstration...
Most flagship deployments of the Daugman algorithms for iris recognition have
been at airports, in lieu of passport presentation and for security screening
using watch-lists. In the years soon after 2000, major deployments began at
Amsterdam's Schiphol Airport and at 10 UK airport terminals allowing frequent
travellers to present their iris instead of their passport, in a programme
called IRIS: Iris Recognition Immigration System. Similar
systems exist along the US / Canadian border, and many others. In the
United Arab Emirates, all 32 air, land, and sea-ports deploy these algorithms
to screen all persons entering the UAE requiring a visa. Because a large watch-list
compiled among GCC States is exhaustively searched each time, the number of
iris cross-comparison has climbed to 62 trillion in 10 years. But by far the most
breathtaking deployment began operation in 2011 in India, whose Government is
enrolling the iris patterns (and other biometrics) of all 1.2 billion citizens for
the Aadhaar scheme for entitlements distribution, run by the Universal IDentification
Authority of India (UIDAI). This vastly ambitious programme enrolls about 1 million
persons every day, across 36,000 stations operated by 83 agencies. Its purpose is to
issue each citizen a biometrically provable unique entitlement number (Aadhaar)
by which benefits may be claimed, and social inclusion enhanced; thus the
slogan of UIDAI is: "To give the poor an identity." With more than 600 million
persons enrolled so far (as of May 2014), against whom the daily intake of another million must be
compared to check for duplicate identities, the daily number of iris cross-comparisons
is about 600 trillion (600 million--million, or 6 x 10-to-the-14th-power), and growing.
A dashboard plotting the progress of this juggernaut (a Hindi word, appropriately)
is maintained by the Indian Government here.